Friday, November 25, 2011

How late is too late?

In pre-industrial Finland, the average woman was caught in a squeeze play. If she married too young, she and her partner might not have enough resources to start a family. If she married too old, she risked genetic extinction. None of her children might survive to adulthood and have children of their own. Source

In a previous post, I discussed how Western European societies used to postpone the age of first reproduction to the mid-20s. When this cultural pattern began is unsure, but it certainly preceded the Black Death of the 14th century and may have existed as early as the 9th century. It seems to have resulted from a combination of land scarcity and the rule of primogeniture, i.e., farms were kept intact and handed over to the eldest son when the parents died or retired. In such a situation, young couples had to wait until they had a farm of their own—and the means to start a family.

How late can a woman postpone having her first child and still be sure of perpetuating her lineage? In her mid 30s? That answer might be true today. In pre-modern societies, however, women had to start earlier. A recent study by Liu and Lummaa (2011) puts it no later than 30. Beyond 30, a woman would be faced with declines in both offspring quantity and offspring quality. Her risk of genetic extinction was proportionately higher.

In a study of rural Finnish parish records from the 18th and 19th centuries, Liu and Lummaa (2011) found that the women were 26 years old on average when they first gave birth. They had thus foregone the first decade of their reproductive life, something that would be unheard of in most traditional human societies. Yet they nonetheless managed to have 6.54 children on average.

Among these women, offspring quantity decreased with increasing age of first reproduction (AFR). This was partly because the time window for reproduction was narrower and partly because more of the reproduction was taking place during years of reduced fertility. Offspring quality held constant until the age of 30 and then too decreased.

The study defined “offspring quality” as the probability that one’s children will survive to adulthood and have children of their own. On average, 60% of the offspring survived to 15 years of age and 47% had children of their own. AFR did not affect offspring quality among mothers under 30. Over 30, higher AFR was associated with a lower probability of the children surviving to adulthood and a lower probability that the surviving children would have families of their own.
Why did fewer of these children survive to adulthood? The data provide no direct answers. One reason may be that older mothers tend to have children with lower birth weights, which in turn may lead to early death. Older mothers are also at risk of having children with birth defects.

And why did fewer of the surviving children have children of their own? Again, the data provide no direct answers. It may be that many of these children were physically or behaviorally compromised and thus less able to attract potential mates.

What does all of this mean for us today? In the short term, it means that a large part of the current population is headed towards genetic extinction. In the long term, there will be selection for increased fertility at older ages:


In today´s society however, women do not start childbearing until an older age as marriage is often delayed, and casual or short-term relationships and divorce are more common. As a result, the natural selection maintaining young-age fertility might weaken and the relative strength of natural selection on old-age fertility could increase, something that could potentially lead to improvements in old-age fertility over many generations.

Duncan Gillespie from the University of Sheffield´s Department of Animal and Plant Sciences, said: "In today´s society, family-building appears to be increasingly postponed to older ages, when relatively few women in our evolutionary past would have had the opportunity to reproduce. As a result, this could lead to future evolutionary improvements in old-age female fertility.” (Davis, 2011)

References

Davis, S. (2011). Marriage patterns drive fertility decline,
http://www.sheffield.ac.uk/mediacentre/2010/1715.html


Liu, J. and V. Lummaa. (2011). Age at first reproduction and probability of reproductive failure in women, Evolution and Human Behavior, 32, 433-443.

Saturday, November 19, 2011

Vitamin D and Northern Natives


Annual average exposure to erythema-inducing UV radiation at ground level. Source: Jablonski & Chaplin, 2000. At high northern latitudes, vitamin D can be obtained only from one’s diet, notably fatty fish. Yet many northern native peoples consume little fish. Have they evolved a different vitamin D metabolism?

I’ve just published an article on population differences in vitamin D metabolism, specifically about northern native peoples. Comments are welcome.

Abstract

Vitamin-D deficiency seems to be common among northern native peoples, notably Inuit and Amerindians. It has usually been attributed to: 1) higher latitudes that prevent vitamin-D synthesis most of the year; 2) darker skin that blocks solar UVB; and 3) fewer dietary sources of vitamin D. Although vitamin-D levels are clearly lower among northern natives, it is less clear that these lower levels indicate a deficiency. The above factors predate European contact, yet pre-Columbian skeletons show few signs of rickets—the most visible sign of vitamin-D deficiency. Furthermore, because northern natives have long inhabited high latitudes, natural selection should have progressively reduced their vitamin-D requirements. There is in fact evidence that the Inuit have compensated for decreased production of vitamin D through increased conversion to its most active form and through receptors that bind more effectively. Thus, when diagnosing vitamin-D deficiency in these populations, we should not use norms that were originally developed for European-descended populations who produce this vitamin more easily and have adapted accordingly.


References

Frost, P. (2011). Vitamin D deficiency among northern Native Peoples: A real or apparent problem? International Journal of Circumpolar Health, early view

http://www.ijch.fi/aheadofprint.php

Jablonski, N.G. and G. Chaplin (2000). The evolution of human skin coloration
, Journal of Human Evolution, 39, 57-106.

Saturday, November 12, 2011

The Western European marriage pattern


The ‘Hajnal line’ marks the eastern limit of a longstanding pattern of late and non-universal marriage. The line in red is Hajnal's. The dark blue lines show areas of high nuptiality West of the Hajnal line. Source

In the 17th and 18th centuries, settlers emigrated from land-poor France to land-rich Canada. The result was a lower age of marriage. Young men and women no longer had to wait for their parents to hand over the family farm. Land was plentiful, and early family formation much easier.

This new social reality led to a new biological reality. From one generation to the next there was a steady contraction of the time between age of marriage and age of first birth. Married women—many as young as 15— were getting pregnant faster. The mean age of full reproductive maturity seems to have slowly fallen at a steady rate, apparently through the reproductive success of women who could better exploit the opportunities for early family formation (Milot et al., 2011).

But what about the homeland of these French settlers? Had that land-poor environment selected for a later onset of full reproductive maturity? That would seem to be a logical inference. Late and non-universal marriage was in fact the pattern throughout Europe west of a line stretching from Trieste to St. Petersburg:

By 1650, when village reconstitution studies become sufficiently numerous to render the generality of the pattern indubitable, the average age of women at first marriage was twenty-four or over, 7 to 20 per cent of women never married, and the incidence of childbirth out of wedlock was below 3 per cent. This marital pattern restricted fertility massively. A very considerable minority of women remained single and bore no children; those who married bore none for the first ten years of their fecund life-phase, on average. If they had their last child at the age of forty, their entire reproductive careers would span roughly fifteen years, a long time by modern standards but remarkably brief in a pre-transition context. Resulting fertility was less than half the rate that would have been achieved if all women between fifteen and fifty were married. (Seccombe, 1992, p. 184)

The ‘Western European marriage pattern’ was initially thought to have developed after the Black Death of the mid-14th century. But this belief has been challenged by a study of marriage between 1252 and 1478 in an English community:

The average age at first marriage in the Lincolnshire Fenland before the Black Death would be 24 years for the woman and 32 years for the man. The wife would die one year before her husband and the marriage would last for about 13 years. The couple could have six children, if their fertility was higher than average, of whom, judging by pedigrees, perhaps three would survive to become adults. After the Black Death the mean age would be 27 for the woman and 32 for the man. The husband would die three years before his wife and the marriage would last about 12 years. Again the couple could have six children, of whom perhaps three would survive to become adult. (Hallam, 1985, p. 66)

This pattern of late marriage may have been accentuated by the Black Death, but it was already present beforehand. Hallam (1985, p. 56) cites additional evidence for late marriage farther back in 9th-century France. On the estates of the Abbey of St Germain-des-Prés near Paris, about 16.3% of all adults were unmarried. In Villeneuve-Saint-Georges, the figure was 11.5%. Seccombe (1992, p. 94) cites a 9th-century survey of the Church of St Victor of Marseille, where both men and women appear to have married in their mid to late twenties.

Going even farther back, Seccombe (1992, p. 94) cites the Roman author Tacitus’ reference to Germanic women being “not hurried into marriage [and] as old and as full-grown as the men [who were] slow to mate.”

So when did the Western European marriage pattern begin? I suspect its origins lie in the late Neolithic of Western Europe, when farming communities had reached a saturation point. With farmland in short supply, young men and women had to wait their turn before they could marry and have children of their own. And some would never marry.

What happened to these never-married? They may have turned toward community service of one kind or another. If they couldn’t have children of their own, they would’ve invested their energies in helping others of their community—who were often their kinfolk. In this respect, the Catholic Church may have simply adopted and further developed a cultural pattern that was already present in Western Europe.

By the early Christian era, this pattern was clearly in evidence: monks and nuns dedicated their lives to creating centers of learning and, eventually, colleges and universities. They also founded hospices for the sick and injured. Much of what we now call the ‘welfare state’ has its origins in the work of these celibate men and women.

Together with the prohibition of cousin marriage, this pattern of lengthy and sometimes lifelong celibacy paved the way for a future of larger and more open societies where the State, and not one’s clan, would provide collective services. Of course, it wasn’t planned that way. Nothing is planned in cultural or biological evolution. Western Europe simply accumulated a mix of cultural traits that would later make possible the rise of ‘modern society.’

Did this marriage pattern shape the biology of Western Europeans through natural selection? Was there gene-culture co-evolution? This is likely with respect to the pace of sexual maturation. Keep in mind that the time between menarche and first birth was ten to twelve years on average. Nature abhors a vacuum, and there would have been a tendency to slow the pace of sexual maturation for both biological and psychological traits. Just as land-rich North America selected for successful pregnancy at younger ages, the reverse had probably happened in land-poor Europe.

References

Hallam, H.E. (1985). Age at first marriage and age at death in the Lincolnshire Fenland, 1252-1478, Population Studies, 39, 55-69.

Milot, E., F.M. Mayer, D.H. Nussey, M. Boisvert, F. Pelletier, and D. Réale. (2011). Evidence for evolution in response to natural selection in a contemporary human population, Proceedings of the National Academy of Sciences (USA), early view

Seccombe, W. (1992). A Millennium of Family Change. Feudalism to Capitalism in Northwestern Europe, London: Verso.

Saturday, November 5, 2011

Apples, oranges, and genes


Publicly funded misinformation. Source: PBS website

In human genetics, a ‘population’ is a group of individuals who share ancestry and hence genes. This sharing is not absolute. There is always some gene flow from outside, and sometimes “outside” means another species. We humans, for example, have received genes not only from Neanderthals and Denisovans but also from … viruses.

In addition, new gene variants are constantly arising through mutation. Most of them are harmful or useless. But some are useful and will thus spread through the population.

So below the species level, and often even at the species level, population boundaries tend to be fuzzy. Genes vary both between and within populations.

You’ve undoubtedly heard that there is much more genetic variation within human populations than between them, this being true even for the large continental populations we used to call ‘races.’ This was the finding of the geneticist Richard Lewontin (1972), and others have concluded likewise. You’ve probably not heard, however, that the same kind of genetic overlap exists between many sibling species that are nonetheless distinct in anatomy and behavior (Frost, 2011).

How come? First, keep in mind that genes vary a lot in adaptive value. Some are little more than ‘junk DNA.’ Others code for structural proteins that form the building blocks of flesh and blood. Others still are very important because they code for regulatory proteins that control how other genes behave and, hence, the way an organism grows and develops. The last kind of gene accounts for only a tiny fraction of the genome. Most genes have modest effects, or none at all.

Second, keep in mind that different populations occupy different environments and are thus exposed to differences in natural selection. In most species, these differences are due to physical environments that differ in climate, vegetation, and wildlife. Humans also have to adapt to cultural environments that differ in social structure, belief systems, and technology. In either case, when a gene varies between two populations the cause is probably a difference in natural selection, since the population boundary also separates different selection pressures. Conversely, when a gene varies within a population this variation is less likely to have adaptive significance. It hasn’t been flattened out by the steamroller of similar selection pressures.

This is one aspect of “Lewontin’s fallacy.” Within-population variation isn’t comparable to between-population variation. It’s like comparing apples and oranges.

Another aspect of Lewontin’s fallacy is that natural selection within a population exercises a leveling effect only on phenotypes, and not on genotypes. If two gene variants have a similar phenotypic effect, natural selection will take longer to replace one with the other. Sometimes, this sort of diversity will persist indefinitely because epidemics often spare individuals whose surface proteins are somewhat different from those of their neighbors.

Thus, within-population variation tends to consist of different gene variants at different loci whose effects nonetheless point in the same general direction. To some degree, these variants can stand in for each other. If one is absent, another one might do the trick. This is probably why population differences are more sharply defined if several gene loci are compared simultaneously. If we chart how each gene varies geographically and then superimpose these maps on top of each other, the resulting composite map will show population differences in sharper relief (Edwards, 2003; Mitton, 1977; Mitton, 1978; Sesardic, 2010).

This point has been made by Emmanuel Milot, the principal author of the paper I reviewed in my last post. His research team found that the time between marriage and first birth steadily shrank among succeeding generations of French Canadians on Île aux Coudres (Milot et al., 2011). In the land-rich environment of the New World, there was strong selection for married women to get pregnant faster. A genetic difference has thus developed between French Canadians and the French who remained in France.

But this difference is not due to a few genes. As Milot points out, natural selection tends to produce effects at many different genes:

“We should not think that there are genes that code specifically for age at first reproduction. In fact, this type of trait is probably influenced by hundreds, even thousands, of genes. These genes act on other characteristics, like body weight at birth, age at first menstruation, or even personality traits, which impact on age at first birth” (Bourdon, 2011)

This point is important. If two populations differ at one gene, and if the difference is sensitive to natural selection, they probably also differ at many other genes. The same selection pressure that caused one difference has almost certainly caused others. Typically, we see only the tip of the iceberg—a gene variant that produces an obvious effect in affected individuals, such as illness. Most gene variants, however, don’t cause medically recognized illnesses, and their effects also tend to be subtler.

References

Bourdon, M-C. (2011). L’espèce humaine. Toujours en évolution. UQAM. Entrevues
http://www.uqam.ca/entrevues/entrevue.php?id=965

Edwards, A.W.F. (2003). Human genetic diversity: Lewontin’s fallacy. BioEssays, 25, 798-801.

Frost, P. (2011). Human nature or human natures? Futures, 43, 740-748.
http://dx.doi.org/10.1016/j.futures.2011.05.017

Lewontin, R.C. (1972). The apportionment of human diversity. Evolutionary Biology, 6, 381-398.

Milot, E., F.M. Mayer, D.H. Nussey, M. Boisvert, F. Pelletier, and D. Réale. (2011). Evidence for evolution in response to natural selection in a contemporary human population, Proceedings of the National Academy of Sciences (USA), early view

Mitton, J.B. (1977). Genetic differentiation of races of man as judged by single-locus and multilocus analyses, American Naturalist, 111, 203-212.

Mitton, J.B. (1978). Measurement of differentiation: reply to Lewontin, Powell, and Taylor, American Naturalist, 112, 1142-1144.

Sesardic, N. (2010). Race: a social destruction of a biological concept, Biology and Philosophy, 25(2), 143-162.

Saturday, October 29, 2011

Bringing reproductive maturity into line with the age of marriage


Île aux Coudres, a French Canadian community on an island in the St. Lawrence

Human biodiversity is slowly making headway in academia. It has three defining principles:

1. Evolution did not end, or even slow down, with the advent of Homo sapiens. It has actually accelerated.

2. It especially accelerated about 10,000 years ago, when the rate of genetic change rose over a hundred-fold among early modern humans. This acceleration didn’t happen because they were spreading into new physical environments with different climates, topographies, vegetation, and wildlife. By then, humans had already spread throughout the world from the equator to the arctic. They were now spreading into new cultural environments with different technologies, social structures, belief systems, and means of subsistence.

3. The human species has therefore experienced more genetic change over the past 10,000 years than over the previous million years. This change has particularly involved genes for mental, behavioral, and life-history traits (Frost, 2011; Hawks et al., 2007).

One life-history trait is the age of first reproduction (AFR). Because AFR is highly heritable, there may have been co-evolution between biology and culture. In other words, natural selection has tended to bring full reproductive maturity into line with the age when young couples have enough resources to marry and start a family.

When Europeans first began to settle North America, they came from a land-poor environment where young people had to postpone marriage and family formation. Typically, they had to wait until their parents handed over the farm in whole or in part. This tendency toward late marriage was widespread throughout Western Europe, so much so that it has been dubbed the ‘Western European Marriage Pattern’:

[…] the late and non-universal marriage pattern was definitely prevalent across Northwestern Europe in the seventeenth century. By 1650, when village reconstitution studies become sufficiently numerous to render the generality of the pattern indubitable, the average age of women at first marriage was twenty-four or over, 7 to 20 per cent of women never married, and the incidence of childbirth out of wedlock was below 3 per cent. This marital pattern restricted fertility massively. A very considerable minority of women remained single and bore no children; those who married bore none for the first ten years of their fecund life-phase, on average. If they had their last child at the age of forty, their entire reproductive careers would span roughly fifteen years, a long time by modern standards but remarkably brief in a pre-transition context. Resulting fertility was less than half the rate that would have been achieved if all women between fifteen and fifty were married. (Seccombe, 1992, p. 184)

All of this changed when Europeans began to settle in the “New World.” Suddenly, land was no longer a constraint on marriage, and early marriage became the norm. With the downward shift in the age of marriage, was there a corresponding downward shift, via natural selection, in the age of full reproductive maturity?

Yes, according to a recent study of Île aux Coudres, a French Canadian community on an island in the St. Lawrence. Over a period of 140 years, from 1800 to 1940, this community saw its mean AFR fall by four years. This decline was driven not by a lowering of the mean age of marriage (which now remained stable) but by a shortening of the mean interval between marriage and first birth.

The decline in AFR seems to have been real, and not an artefact of incomplete marriage and birth records. In fact, the church registers provide exceptionally detailed birth and marriage data. Nor was it an artefact of an influx of people with lower AFRs. Almost everyone on Île aux Coudres is descended from thirty families who settled the island between 1720 and 1773.

Could the reason have been changes to diet and nutrition? Unlikely.

The advancement of age at maturity, as well as increases in fertility, may reflect plastic responses to improvements in nutritional conditions, such as those observed during the 19th and 20th centuries in Western societies. Better-fed women grow faster, mature earlier and in a better physiological state, and are more fecund. Importantly, alongside such plastic responses in reproductive traits, we would expect an increase in infant and juvenile survival rates with time. Despite some fluctuations, infant and juvenile survival rates on île aux Coudres were not higher at the end of the study period than at the beginning. (Milot et al., 2011)

When I first heard of this study, I thought that some kind of cultural lag might have been responsible. Old habits die hard. Perhaps many of the early settlers, with memories of the old country, were still afraid of not having enough land to support a family, even after they had decided to marry. This reticence would have then gradually disappeared as memories of the old country disappeared.

Such a change in mentality, however, would have happened much more among the earlier generations than among the later ones. Yet this is not what we see in the data. AFR changed at the same rate from one generation to the next throughout the 140-year period. Couples married after 1870 showed the same rate of change as couples married before 1870. Indeed, this steady rate of change seems to rule out most socio-cultural explanations, particularly those that involve some kind of re-adjustment to new conditions. In any case, the study period (1800 to 1940) postdates the years of immigration and settlement (1720 to 1773).

We’re certainly going to see more studies like this one, either from Île aux Coudres or from other regions of French Canada. In general, French Canadian communities are ideal for the study of human microevolution. Records of births, marriages, and deaths are remarkably complete over a span of three centuries, and the inhabitants tended to stay put in the same locality generation after generation. For several regions of Quebec, we already have complete genealogical databases that could be enriched with genetic data for the most recent generations.

Reference

Frost, P. (2011). Human nature or human natures? Futures, 43, 740-748.
http://dx.doi.org/10.1016/j.futures.2011.05.017

Hawks, J., E.T. Wang, G.M. Cochran, H.C. Harpending, & R.K. Moyzis. (2007). Recent acceleration of human adaptive evolution, Proceedings of the National Academy of Sciences (USA), 104, 20753-20758.

Milot, E., F.M. Mayer, D.H. Nussey, M. Boisvert, F. Pelletier, and D. Réale. (2011). Evidence for evolution in response to natural selection in a contemporary human population, Proceedings of the National Academy of Sciences (USA), early view

Seccombe, W. (1992). A Millennium of Family Change. Feudalism to Capitalism in Northwestern Europe, London: Verso.

Saturday, October 22, 2011

End of an era


In 2003, Qaddafi dismantled Libya’s nuclear arms program in exchange for better relations with the West. At the time, it seemed like a great idea ...

Let me summarize my last series of posts.

We are nearing the end of relative global peace, specifically the peace that has reigned since the Korean armistice was signed back in 1953. This era is ending because of changes to the international system over the past two decades and to the nature of global peace itself.

First, a balance of terror no longer exists to contain regional conflicts and thus keep them from going global. Military alliances have become less specific in their aims and reciprocal responsibilities. In the East, this has happened through the replacement of the Warsaw Pact by the Shanghai Cooperation Organisation (SCO). In the West, this has happened through a broadening of NATO to include new members and new aims, as well as through a general weakening of commitment among older members.

Second, global peace no longer maintains an acceptable status quo. Previously, states merely pushed the envelope of peace here and there to see what they could get away with. There was also terrorist action by dispossessed groups that had nothing to gain from the status quo. But such groups, by definition, were geopolitically marginal. Peace was acceptable to those who had the power to destroy it.

This view has radically changed in the case of North Korea. Previously, Pyongyang saw the conquest of South Korea as an almost hypothetical goal that could be pushed indefinitely into the future. The status quo was wrong but bearable. Today, it’s no longer bearable. The other Korea has created a new dynamic by embracing post-nationalism, multiculturalism, and large-scale immigration.

This might not matter if the North had followed the same ideological evolution as the South. But it hasn’t. The North has been frozen in time. It still sees itself as a vehicle for preserving and perpetuating the Korean people. It still adheres to values that were normal throughout the world only a half-century ago. Thus, North Korea can no longer accept the “status quo” even as a temporary expediency. It now sees an invasion of the South as something that must happen soon—before the demographic changes become irreversible.

Elsewhere, the status quo has likewise taken on a new dynamic. With the end of the Cold War, it increasingly means American military interventions that would have been unthinkable previously. There is now an “imbalance of terror”—the United States is free to overthrow one unfriendly regime after another without triggering a major war. This trend has not gone unnoticed, particularly by the North Koreans:

North Korea’s official news agency carried comments this week from a Foreign Ministry official criticizing the air assault on Libyan government forces and suggesting that Libya had been duped in 2003 when it abandoned its nuclear program in exchange for promises of aid and improved relations with the West.

Calling the West’s bargain with Libya “an invasion tactic to disarm the country,” the official said it amounted to a bait and switch approach. “The Libyan crisis is teaching the international community a grave lesson,” the official was quoted as saying Tuesday, proclaiming that North Korea’s “songun” ideology of a powerful military was “proper in a thousand ways” and the only guarantor of peace on the Korean Peninsula.
(McDonald, 2011)

There has indeed been an arms buildup in countries that fear eventual U.S. intervention, particularly China, Russia, and Iran. None of them wish to go one-on-one with the U.S., for obvious reasons. The result has been the formation of a new pan-Eurasian alliance: the Shanghai Cooperation Organisation (SCO). Politics makes strange bedfellows, and it is indeed strange to see the Islamic Republic of Iran wanting to bed down with China and Russia, both of which have restive Muslim minorities.

Despite the arms buildup, and an ever more fragile international system, global peace might still continue indefinitely. The destabilizing factor is really the spread of an increasingly aggressive globalist ideology and, correspondingly, resistance by various forms of anti-globalism.

For comparison, we can turn to the gradual breakdown of the post-Napoleonic peace that lasted from 1815 to 1914. That century-long peace was made possible by the Concert of Europe, a coalition of conservative regimes that worked together to keep the continent free of liberalism and nationalism. The coalition fell apart during the second half of the 19th century and gave way to a looser system of opposing military alliances.

The really destabilizing factor, however, was the return of liberalism and nationalism to the continent. Demands grew for democratic constitutions and for the creation of states along ethnic lines. Eventually, much if not most of Europe’s intelligentsia came to see the status quo as an archaic monstrosity. When global war finally broke out in 1914, it was readily framed as a struggle between “freedom” and “tyranny.”

From the “old order” to nationalism to globalism

Today, the rise of globalism might seem to promise a return to that lost era, when liberalism and nationalism were still on the margins of political life. That old order, however, allowed people to organize their lives along traditional lines—on the basis of kinship and ethnicity. Nor was there any effort to “elect a new people.” Loyalty ran both ways, and the ruling aristocracies felt bound to their subjects in a way that would seem incomprehensible to our current elites.

Indeed, the late 19th century saw liberalism and nationalism begin a process that would eventually culminate in today’s globalism. Both liberals and nationalists wanted to open up the tight little world of small communities. Both wished to create a larger community, the nation state, that would provide more room for individual freedom and individual identity. Both viewed “parochialism” as an obstacle to progress and the creation of a more rational social order. Above all, both saw the leveling of local identities as the means to create a society that would be militarily stronger and economically more viable.

Nationalism has thus paved the way for globalism. It has merged local identities into national identities that are, to varying degrees, synthetic and lacking in authenticity. The more artificial the resulting national identity, the easier it has been for globalism to present itself as the next logical step.

From globalism to what?

There is one more way in which globalism resembles nationalism, as well as other ideologies. It tends to push ahead while ignoring evidence that things aren’t working out as planned. And this blindness will likewise condemn it to the same fate that has befallen other ideologies. Until then, however, it will likely do much harm.

Will globalism collapse through an eventual global conflict, like fascism in the mid-20th century? Or will it collapse under the weight of its own contradictions, like communism a half-century later? And just what will post-globalism look like? These are questions for which I have no ready answers. Perhaps you do.

References

McDonald, M. (2011). North Korea suggests Libya should have kept nuclear program, New York Times, March 24, 2011.
http://www.nytimes.com/2011/03/25/world/asia/25korea.html


Saturday, October 15, 2011

Towards an imbalance of terror?

Member and observer states of the Shanghai Cooperation Organisation (SCO). In both the east and the west, defense alliances have become less centralized and more loosely defined since the end of the Cold War. They no longer contain regional conflicts and may actually cause them to go global. (source)

Tensions are mounting on the Korean Peninsula, as seen last November in the bombardment of Yeongpyeong Island. Is a second Korean War imminent?

Not likely, if the general reaction is to be believed. An example of this thinking is given by David Kang, director of the Korean Studies Institute at USC:


We often call the situation a “powderkeg” or a “tinderbox,” implying a very unstable situation in which one small spark could lead to a huge explosion. But the evidence actually leads to the opposite conclusion: we have gone 60 years without a major war, despite numerous “sparks” such as the skirmish that occurred last week. If one believes the situation is a tinderbox, the only explanation for six decades without a major war is that we have been extraordinarily lucky. I prefer the opposite explanation: deterrence is quite stable, both sides know the costs of a major war, and both sides—rhetoric aside—keep smaller incidents in their proper perspective. (Kang, 2010)

Yet the current situation differs from the one that prevailed during most of those sixty years. From 1953 to the late 1980s, there was no second Korean War because neither the United States nor the Soviet Union wanted one. Both parties considered the division of the Korean Peninsula to be an acceptable compromise. The only people really unhappy were the Koreans themselves, who on their own could do little. The decision to go to war ultimately lay in Washington and Moscow.

This situation has changed since the Cold War ended in the late 1980s. Moscow has ceased to be a decision center for global conflict, and the Warsaw Pact has given way to a much more decentralized defense pact: the Shanghai Cooperation Organisation (SCO). NATO still exists and has even accepted new member states, but it too is now a looser organization with less clearly defined obligations. Many members have refused to support the latest military operations in Afghanistan and Libya.

The end of the Cold War also stopped the Soviet Union’s direct and indirect subsidies of North Korea. Throughout the 1990s, the regime in Pyongyang teetered on the brink of collapse, with reunification being the most likely outcome. At the time, many South Koreans actually feared this prospect, having seen the high cost of reunification in Germany.

That window of opportunity closed in the early 2000s. By then, Pyongyang had weathered the worst of the storm, as had its semi-allies China and Russia. By then too, the South had embraced its new Global Korea policy—an explicit shift to post-nationalism, multiculturalism, and large-scale immigration. In 2006, Pyongyang’s leading newspaper, Rodong Sinmun, angrily denounced the new policy as “an unpardonable argument to obliterate the race by denying the homogeneity of the Korean race and to make an immigrant society out of South Korea, to make it a hodgepodge, to Americanize it” (Koehler, 2006).

The Global Korea policy has fundamentally changed Pyongyang’s vision of the future. Conquest of South Korea is no longer a goal to be pushed indefinitely into the future. It is something that must happen soon—before the demographic changes in the South become irreversible.

So the North Koreans are upset. But what can they do? Any invasion of the South would trigger an American intervention. And it is doubtful whether China would come in on Pyongyang’s side. As David Kang points out:

If it is an unprovoked North Korean invasion, then the North probably goes it alone. Even China is unlikely to support such a war. Although the Chinese are supportive of North Korea, they are clearly not in favor of starting a war on the peninsula that would have enormous negative consequences for every country in the region. (Kang, 2010)

In a conflict between North Korea alone and the United States, there is little doubt about the eventual outcome. The United States would win.

[…] although North Korea possesses a significant missile arsenal, Pyongyang is unlikely to contemplate launching full scale strikes against anyone, given the conservative nature of the regime which fears for its own survival, and the inevitable scale of US retaliation which would almost certainly result in the destruction of North Korea. The same reality applies to North Korea’s million plus army, which despite being among the largest in the world, is devoid of any real sustainable offensive capacity. Even in the unlikely scenario that the regime considers launching an invasion of South Korea, North Korea simply lacks the most basic resources that would be needed to mount an aggressive military campaign. Conversely, the South Koreans and the US have the personnel and technology, especially air supremacy, to quickly neutralise any North Korean offensive strike (Fazio, 2011)

Clearly, the above scenario holds little appeal for the North Koreans. But there are other scenarios. The most attractive one, from their standpoint, would bring other nations into the war on North Korea’s side, especially China.

Yet, as David Kang noted, China is at most a semi-ally. With some reluctance, it might even accept reunification of the peninsula under South Korean control, the only proviso being the departure of U.S. troops. In the mid-1990s, this outcome seemed very likely to the Chinese:

[There] would come other important developments, most important the eventual collapse of North Korea and the reunification of the Korean Peninsula. It is awkward for the Chinese to acknowledge this publicly given their long relationship to the ultraorthodox Communist regime in North Korea, but Beijing has to realize that that regime, which has literally bankrupted the country it rules, is doomed and that reunification under South Korea is likely in the next decade or two. Foreign-affairs experts in China told us that they doubted American troops would remain in Korea long after reunification began, a prediction that seems realistic, since the reason for the troops, the North Korean threat, would have disappeared. (Bernstein & Munro, 1998, p. 176)

Today, such an outcome seems unlikely. Germany has been reunified for two decades, and U.S. troops are still there. For a number of geopolitical reasons, the Americans wish to keep a military presence in mainland East Asia just as they wish the same in continental Europe. Even if U.S. troops did leave, South Korea’s political class would remain oriented to the United States and would tilt a reunified Korea in that direction. China would thus have a U.S. ally right next to its industrial heartland of Manchuria.

For these reasons and others, China will not abandon Pyongyang:

Despite Chinese rhetoric in support of peaceful unification of the Koreas, Beijing fears that a unified Korea would have strong ties with the United States, eliminating the buffer zone that North Korea provided. A reunified Korea would also eliminate North Korea’s value as political and military leverage against the U.S. stance on Taiwan. Lastly, China has a population of nearly two million ethnic Korean-Chinese living just north of the Chinese-North Korean border. A unified Korea might provide the impetus for a separatist movement. Therefore, instead of a reunified Korea, China’s long-term objective is to encourage an evolution of the DPRK into a stable and economically prosperous, non-nuclear regime that remains aligned toward Beijing. (Mrosek, 2011, p. 4)

As a semi-ally, how might China enter a second Korean conflict on Pyongyang’s side? There seem to be four conditions:

1. North Korea is not perceived as the aggressor. If the U.S. intervenes in North Korea as it has previously in Kosovo, Iraq, and Libya, the Chinese would at least covertly assist Pyongyang.

2. Tensions are already high between China and the U.S. This could come about for a number of reasons: Taiwan; the trade balance; concerns over Tibet and the South China Sea; etc.

3. Other SCO member states are willing to provide at least covert assistance.

4. NATO is increasingly divided, with some member states being members in name only.

The above scenario is certainly far from science fiction. The United States could intervene in North Korea if it believed that the regime was about to collapse and that a popular uprising was in progress. After all, the same kind of intervention seemed to work in Libya. There is also the mistaken belief, common among U.S. policymakers, that the Chinese would support the U.S. or at least do nothing (Mrosek, 2011, pp. 50-52). Ironically, that belief can be traced in part to the above passage by Bernstein and Munro.

Just as mistakenly, the Americans, and perhaps also the Chinese, believe that the resulting conflict could be contained to the Korean Peninsula—much like the first Korean War. Yet such containment is less likely today than it was in 1950-1953. Back then, both the United States and the Soviet Union were war-weary and wished to consolidate their newly won spheres of influence. There was thus a deliberate effort to keep the war from spreading, as seen in Truman’s sacking of Gen. MacArthur. Finally, although many nations fought in the Korean War, only two of them—the United States and the Soviet Union—had the power to decide whether it would remain regional or go global.

The same principle held throughout the Cold War. The international system was essentially a duopoly—a “balance of terror.” When the Hungarian Revolution broke out, the United States thought long and hard … and did nothing. When the two power blocs did intervene in regional conflicts, as in Korea and Vietnam, the conflicts remained regional.

With the end of the Cold War, the United States has been more willing to engage in military interventions that would have been unthinkable before. One result has been an arms buildup in countries that fear U.S. intervention, notably China, Russia, and Iran. This fear was instrumental to creation of the SCO. Unlike the Warsaw Pact, however, the SCO has no single decision center, and its member states do not have clearly defined obligations to each other.

The same could be said for NATO. Its aims are no longer clearly defined and its members more and more reluctant to engage in theatres of war that now lie well outside Europe. Increasingly, NATO is providing a cover for operations led primarily by the United States and any other member states that wish to tag along.

This new international system can do little to contain regional wars. It may indeed have the potential to draw one nation after another into an initially minor conflict, especially if they see it as a prelude to similar interventions to be launched against themselves. The world situation today thus scarcely resembles 1950. It seems to have more in common with … 1914.

References

Bernstein, R. & R.H. Munro. (1998).The Coming Conflict with China, New York: Vintage Books.

Fazio, D. (2011). The North Korean security threat: an historical context and current policy options, ERAS, 12(2), 1-25.

Kang, D. (2010). Korea Expert Answers Your Questions.
http://iamkoream.com/nk-questions/

Koehler, R. (2006). I guess this means the DPRK won’t be inviting Hines Ward for a visit (English translation of Rodong Sinmun editorial).
http://www.rjkoehler.com/2006/04/27/i-guess-this-means-the-dprk-wont-be-inviting-hines-ward-for-a-visit/

Mrosek, D.M. (2011). China and North Korea: A Peculiar Relationship, thesis, Naval Postgraduate School, Monterey, California.
http://edocs.nps.edu/npspubs/scholarly/theses/2011/March/11Mar_Mrosek.pdf